Tag: SEC Litigation Releases

Dimitry Braveman and Vitaly Pupynin

SEC Charges It Employee At Law Firm with Insider Trading Ahead of Merger Announcements

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Abatement Corp. Holding Company Limited, et al.

SEC Obtains Asset Freeze Against Company in Turks and Caicos Islands Behind South Florida-Based Ponzi Scheme

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DDBO Consulting, Inc./CalPacific Equity Group, LLC, et al.

SEC Charges Ddbo Consulting, Inc., Calpacific Equity Group, LLC, and Principals with Fraud and Registration Violations

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Edward Henderson and Paul Desjourdy

Judgment Entered Against Former CEO in Securities Kickback Scheme

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Jesse C. Litvak

Connecticut-Based Broker-Dealer Representative Sentenced to Two Years in Prison for Defrauding Investors in Mortgage-Backed Securities

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Michael Lee and ZipGlobal Holdings, Inc.

Judgments Entered Against Company and Former CEO in Securities Kickback Scheme

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Justin Moongyu Lee, et al.

SEC Charges L.A.-Based Immigration Attorneys with Defrauding Investors Seeking U.S. Residency

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Blake Richards

Federal Court Grants Sec’S Motion for Summary Judgment and Enters Final Judgment Against Atlanta-Area Registered Representative Blake Richards for Securities Fraud Violations

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Michael Anthony Dupre Lucarelli

The U.S. Securities and Exchange Commission Charged a Director of Market Intelligence At a Manhattan-Based Investor Relations Firm with Insider Trading Ahead of Impending News Announcements by More Than a Dozen Clients.

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Oscar F. Villarreal

SEC Charges Former Cleveland-Area Investment Promoter with $18 Million Scheme

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