SEC Litigation Releases

Tag: SEC Litigation Releases

Veros Partners, Inc., et al.

SEC Halts Fraudulent Farm Loan Scheme by Indianapolis Investment Adviser

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Leroy Brown, Jr. and LB Stocks and Trades Advice LLC

SEC Obtains Preliminary Injunction Against Central Texas Man Accused of Running Fraudulent Scheme Targeting U.S. Military Members

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Daniel P. McKelvey, et al.

The Securities and Exchange Commission Today Announced Fraud Charges Against 10 Individuals Involved in a Scheme to Offer and Sell Penny Stock in Undisclosed “Blank Check” Companies Bound for Reverse Mergers While Misrepresenting to the Public That They Were Promising Startups with Business Plans.

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eCareer Holdings, Inc., eCareer, Inc., Joseph J. Azzata, Dean A. Esposito, Joseph DeVito, and Frederick J. Birks, et al.

SEC Halts Microcap Scheme in South Florida

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Richard F. Syron, et al.

Former Freddie Mac Executives Resolve Subprime Disclosure Case with SEC

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James A. Evans, Jr., d/b/a Cashflowbot.com, d/b/a DollarMonster

SEC Charges Georgia Resident with Engaging in a Ponzi Scheme

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Mieka Energy Corporation, et al.

SEC Charges Texas Oil Company and Its Founder with Securities Fraud

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Katsuichi Fusamae

SEC Announces Fraud Charges Against Former Accounting Executive At Japanese Subsidiary

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Janus Spectrum LLC et al.

SEC Charges Firms and Individuals for Defrauding Investors in Cellular Licensing Scheme

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Warren D. Nadel et al.

SEC Obtains Summary Judgment Against Warren D. Nadel, His Broker-Dealer and His Investment Advisory Firm

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