Tag: SEC Litigation Releases

City of Harvey, Illinois and Joseph T. Letke

Court Enters Default Judgment Against SEC Defendant Joseph T. Letke, Bars Him from Participating in Municipal Securities Offerings, and Orders Him to Pay Over $200,000

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Bonan Huang and Nan Huang

SEC Charges Two Employees of a Credit Card Company with Insider Trading

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MayfieldGentry Realty Advisors, LLC, et al.

SEC Obtains Final Judgment Against Coo of Investment Adviser That Defrauded Detroit Pension Fund

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Frederic Elm f/k/a Frederic Elmaleh, et al.

SEC Charges Investment Adviser and Manager in South Florida-Based Fraud

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Frederic Elm f/k/a Frederic Elmaleh, et al.

SEC Charges Investment Adviser and Manager in South Florida-Based Fraud

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Magdalena Tavella

The Securities and Exchange Commission (Commission) announced today that on January 9, 2015, the U.S. District Court for the Southern District of New York entered default judgments against eight Argentine citizens, Magdalena Tavella, Andres Horacio Ficicchia, Gonzalo Garcia Blaya, Lucia Mariana Hernando, Cecilia De Lorenzo, Adriana Rosa Bagattin, Daniela Patricia Goldman, Mariano Pablo Ferrari (collectively, “selling defendants”).

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Aleksandr Milrud

SEC Charges Canadian Man with Conducting Fraudulent Trading Scheme

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Aleksandr Milrud

SEC Charges Canadian Man with Conducting Fraudulent Trading Scheme

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Noah L. Myers

Connecticut Investment Adviser Sentenced to 40 Months in Prison for Cherry-Picking Scheme

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Daniel Thibeault et al.

SEC Charges Massachusetts-Based Investment Advisers with Misappropriation of Money from an Investment Fund

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