Tag: SEC Litigation Releases

Sasan Sabrdaran and Farhang Afsarpour

SEC Charges Former Pharmaceutical Company Executive and Friend with Insider Trading

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Charles E. Smith, CPA and Mark Smith, CPA

SEC Charges Texas Brothers in Fraudulent “Shell-Factory” Scheme and Suspends Trading in Four Companies They Controlled

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Francisco Illarramendi, Highview Point Partners, LLC and Michael Kenwood Capital Management, LLC, as Defendants, and Highview Point Master…

Court Approves Initial Distribution of $264 Million to Harmed Investors in SEC Ponzi Scheme Case Against Connecticut-Based Hedge Fund Manager

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eAdGear, Inc., et al.

On September 24, 2014, the Securities and Exchange Commission Filed an Action in Federal Court in San Francisco, Charging the Operators of an International Pyramid Scheme That Raised More Than $129 Million from Investors Worldwide, Primarily in the U.S., China, and Taiwan.

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Zachary Zwerko and David L. Post

SEC Charges Former Financial Analyst At Pharmaceutical Company with Insider Trading

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Zachary Zwerko

SEC Charges Former Financial Analyst At Pharmaceutical Company with Insider Trading

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Stephen E. Slawson

SEC Charges New Jersey-Based Hedge Fund Manager with Insider Trading in Carter’S Stock

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Recycle Tech, Inc., et al.,

District Court Enters Final Judgments of Permanent Injunction Against Defendants Anthony Thompson, Otc Solutions, LLC, Jay Fung, Pudong LLC, Ryan Gonzalez and Recycle Tech, Inc.

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Subaye, Inc. and James T. Crane

Judgment Entered Against Former Chief Financial Officer of China-Based Company in Fraudulent Scheme Involving Purported Web Services Business

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Stephen D. Ferrone, et al.

SEC Obtains Summary Judgment Against Defendants in Securities Fraud Involving Biopharmaceutical Company

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