Tag: SEC Litigation Releases

Subaye, Inc. and James T. Crane

Judgment Entered Against Former Chief Financial Officer of China-Based Company in Fraudulent Scheme Involving Purported Web Services Business

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Stephen D. Ferrone, et al.

SEC Obtains Summary Judgment Against Defendants in Securities Fraud Involving Biopharmaceutical Company

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iShopNoMarkup.com, Inc., et al.

Jury Finds Anthony M. Knight, Former Chairman of a Failed Internet Startup, Liable for Securities Fraud and Illegal Sale of Unregistered Securities

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Edwin Yoshihiro Fujinaga and MRI International, Inc., et al.

SEC Obtains Summary Judgment Win On Liability in Ponzi Scheme Case

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8000, Inc., Jonathan E. Bryant, Thomas J. Kelly, and Carl N. Duncan, Esq.

Judgment Against Former CEO Orders Payment of Over $450,000 in Case Involving Scheme to Manipulate Company’s Stock

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The Estate of Vincent James Saviano and Palmetto Investments LLC

The Securities and Exchange Commission Today Announced an Enforcement Action Against the Estate of Vincent James Saviano (Saviano) and His Firm Palmetto Investments LLC (Palmetto Investments), Alleging That He Defrauded Advisory Clients Who Invested in a Private Fund That Purportedly Executed a Day Trading Program.

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Paul T. Mannion, Jr., et al.

SEC Obtains Final Judgment Against Paul T. Mannion, Jr., Andrew S. Reckles, Pef Advisors LLC, and Pef Advisors Ltd.

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Nationwide Automated Systems, Inc. et al.

SEC Shuts Down $123 Million Atm Ponzi Scheme in California

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Geoffrey J. Eiten and National Financial Communications Corp.

Massachusetts-based Penny Stock Promoter Ordered to Pay Over $700,000 in SEC Fraud Case

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Puglisi, et al.

SEC Files Subpoena Enforcement Action Against John Puglisi, Progressive Capital Solutions LLC, and Others

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